- Advertising Agency
- Band Stand
- Strategic Wealth Advisory Group
- Cyber Cafe
- Tech Spot
- First Responders
- Biz Fit
- Discount Depot
- Employment Agency
- Insurance Agency
- Kiosk
- Library
- Product Department Store
- Store-It
- Moving Pros
- Retirement Center
- Tax Center
- Theater
- Court House
- Town Service Center
- Commercial Brokerage
- Advisory Department Store
- Village Pub
- Generation X, Y, and Who
Court House
Fueled by the strong and increasing demand for objective advice, the number of Registered Investment Advisory firms continues to grow. Independent Registered Investment Advisors have seen a significant increase in the level of regulatory scrutiny of their activities. To manage the complexities of being an Independent RIA, THE Financial Services NETWORK has partnered with an experienced and respected consulting company, Mainstay Consulting Group, to help support your Independent Registered Investment Advisory practice.
- Mainstay Consulting Group’s offering
- The “Compliance on Call” package will cover:
- Compliance Manual and Annual Updates
- Annual ADV and Document Review and Updates
- Annual Renewals
- Access to industry experts via your Sales Practice Team
- Audit support via your Sales Practice Team
- Web Calls and e-Alerts on regulatory changes
- OPTIONAL BUT HIGHLY RECOMMENDED – Mock Audit every two years
- Negotiated discount for service
If you have questions, please reach out to our Chief Compliance Officer, Sarah Wisniewski, at This e-mail address is being protected from spambots. You need JavaScript enabled to view it .